ACI 3I0-003 : ACI SETTLEMENTS CERTIFICATE

  • Exam Code: 3I0-003
  • Exam Name: ACI SETTLEMENTS CERTIFICATE
  • Updated: Aug 26, 2026
  • Q & A: 100 Questions and Answers

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About ACI 3I0-003 Exam

What is the duration, language, and format of ACI 3I0-003: ACI SETTLEMENTS CERTIFICATE Exam

  • Duration of Exam: 60 minutes
  • Language of Exam: English
  • Questions: 40
  • Passing percentage: 75%
  • Validity: 1 year
  • Format: Multiple choice

The benefit of obtaining the ACI 3I0-003: ACI SETTLEMENTS CERTIFICATE Exam Certification

  • Chances, within your CPD profile, to explore more ACI Education opportunities
  • Enhanced professional development profile with a recognized qualification for the industry
  • Formal certification of the perception by individuals of prevailing global norms of behavior and business practices
  • Compliance with the conformity criteria levied by the financial services authorities

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Introduction to ACI 3I0-003: ACI SETTLEMENTS CERTIFICATE Exam

The ACI 3I0-003: ACI SETTLEMENTS CERTIFICATE Exam is the new exam version that has replaced the well known ACI Model Code exam (3I0-002). As the Model code exam was retired in 2017, this document will only focus on the ACI 3I0-003: ACI SETTLEMENTS CERTIFICATE Exam. The ACI 3I0-003: ACI SETTLEMENTS CERTIFICATE exam tests the comprehension of the six topics and 55 principles set out in the Global Code by a person and is an excellent first step in demonstrating compliance with the new Code and a possible differentiator in terms of career advancement. The program is designed for market participants (as specified by the ACI 3I0-003), including buying and selling groups, intermediaries, regulators and central banks, and is applicable to individuals engaged in front-end trading, middle-class, working, compliance and risk functions.

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ACI 3I0-003: ACI SETTLEMENTS CERTIFICATE Certification Path

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ACI 3I0-003 Exam Syllabus Topics:

SectionWeightObjectives
Settlement, Netting and Clearing20%- Correspondent banking, Nostro and Vostro accounts
- Delivery versus Payment (DvP)
- Domestic and international payment systems
- Continuous Linked Settlement (CLS)
- Netting mechanisms (bilateral/multilateral)
Reconciliations and Investigations15%- Settlement discrepancies and claims
- Account reconciliation processes
- Exception investigation and resolution
Risk Management, Controls and Documentation10%- Internal controls and segregation of duties
- Compliance and industry best practices
- Settlement and operational risk
- Business continuity planning
Deal Capture and Confirmations15%- Confirmation mechanisms and standards
- Trade processing and validation
- Amendments, cancellations and novations
Financial Instruments and Settlement Processes20%- Short-term bonds and notes
- Money market instruments
- Derivatives and associated settlement
- Foreign exchange instruments
Financial Markets and Treasury Operations15%- Front, middle and back office functions
- Roles of market participants
- Front-to-end transaction lifecycle
- Overview of financial markets
Treasury Systems and Data Management5%- Communication and processing systems
- Static/reference data management
- Standard Settlement Instructions (SSI)

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